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         Securities Fraud:     more books (100)
  1. Towers of integrity: rebuilding fraud free.(fraud prevention in real estate industry): An article from: Security Management by Deborah Wetzel, 2007-07-01
  2. Crimes of the vault. (preventing bank fraud): An article from: Security Management by Carl P. Brown, 1990-01-01

141. Futterman & Howard, Chtd. -- Litigators In Chicago And Nationwide
Chicago class action law firm focusing on securities, consumer fraud, antitrust and employment cases.
http://www.futtermanhoward.com
Our Attorneys Contact Us $62 Million Dollar Settlement Reached In Defense Contracting Fraud Qui Tam Brought By Michael I. Behn Against Northrop Grumman Corporation Securities/Consumer Fraud Our Attorneys Contact Us $62 Million Dollar Settlement Reached In Defense Contracting Fraud Qui Tam Brought By Michael I. Behn Against Northrop Grumman Corporation Securities/Consumer Fraud ... Other Matters

142. Arizona Securities Lawyer: Scottsdale Arizona Attorney
securities lawyer concentrating on stockbroker/customer disputes, investment fraud and securities arbitration.
http://www.arizonasecuritieslawyer.com/
Home Practice Areas Attorney Profile FAQs ... Contact Us
Welcome
Michael K. Hair, P.C. located in Scottsdale, Arizona provides services in Securities law. His experience includes, but is not limited to:
  • Securities Act Registration Statements
    Securities Exchange Act Registration and Reporting
    Private Placements
    SEC Investigations/No Action Letters
    NASD Arbitrations
    Blue Sky Compliance
    Exchange Registration
    General Corporate
Licensed to Practice Law in Arizona and Colorado. Email: mkhairpc@yahoo.com Home Practice Areas Attorney Profile ... Contact Us

143. NOTICE OF DISABLED WEBSITE
Personal injury, securities, professional liability, negligence, products liability, fraud, and insider trading cases.
http://edsonlaw.leadcounsel.com/
The website edsonlaw.leadcounsel.com has been disabled on this Server.
Lawinfo.com

144. Federalwhitecollarcrime.com
Specializes in federal white collar crimes including business fraud, embezzlement, theft, racketeering, conspiracy, class action, contract, and securities cases.
http://www.federalwhitecollarcrime.com
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145. Investment Fraud & Securities - Leflaw.com - FREE Case Evaluation... Call To Spe
We are general civil practice with a strong emphasis on complex commercial andtort litigation, including class actions, in the areas of personal injury,
http://www.leflaw.com/index.php?module=pagemaster&PAGE_user_op=view_page&PAGE_id

146. Fraud Alert-Companies Involved In Securities Related Frauds
Washington State Department of Financial Institutions.
http://www.dfi.wa.gov/sd/fraud_alert_from_the_department.htm
Division of Securities Home Division of Securities
SECURITIES FRAUD ALERTS
Washington, D.C.: Securities Investor Protection Corporation (SIPC)Issues Warning of web-based "Brokerage Identity Theft" Scams targeting investors. (Dec.11, 2003)
Read the warning here.
and there is no indication that they are authorized to do business in this state www.sec.gov ) is the only governmental securities regulator and each of the states has a comparable regulatory agency. To contact a specific state regulator, go to: http://nasaa.org/nasaa/abtnasaa/memberweb.asp This list is not intended to be all-inclusive and should not be an indicator that you are dealing with a reputable company if the name of the company is not on the list. Alpha Management
13 Camile Richardson Street
Philipsburg, St. Maarten, Netherlands
Antilles
599-543-1097 (fax)
Anderson Tate
4107 Emerald Street
Boise, Idaho 83706
Atlantis Holdings Ltd.
18300 NE Union Hill Road, Suite 215 Redmond, Washington 98052

147. Internal Auditor: SEC Fights Internet Fraud - United States. Securities And Exch
US FEDERAL securities regulators recently launched an Internet fraud sweeptargeting suspects who allegedly were involved in stock manipulation schemes.
http://www.findarticles.com/p/articles/mi_m4153/is_5_57/ai_67590512
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148. Securities Fraud And Investor Protection Resource Center
Focusing on small investors rights against stockbrokers.
http://www.securitieslaw.com/

21st Century Investment Fraud
Employee Stock Options: Stockbrokers' Goldmine, Employees' Bust Duties of Stockbrokers to Their Customers Common Complaints Against Stockbrokers ... Information for Attorneys W elcome to
S ecurities L aw.com S ecurities F I nvestor P rotection R esource C enter
S ponsored by Harry S. Miller, Esq.
P lease sign our Guestbook W hat is securities fraud? What are your rights as an investor and what duties does your broker owe to you? How do you know if you have been defrauded by your stockbroker or investment advisor? What can you do about it, if you have been subjected to stockbroker fraud? You will find information at this web site which will assist you in addressing these questions and others which may arise in connection with improper investments and stockbroker/customer disputes. M ost investment losses are the result of market forces, trends and factors which have nothing to do with securities fraud. Stockbrokers do not have a crystal ball and they are not guarantors of investments. But if your losses have been the result of wrongful action or fraud, you ought to know because you may be able to do something about it and recover your losses. The information at this site will hopefully assist you in distinguishing between frivolous claims and claims with merit, sour grapes and securities fraud. Finally, this site should help you understand the securities arbitration process and which claims may be appropriate or eligible for arbitration. F ollowing are further resources that may assist you in finding pertinent rules and regulations governing securities trading practices and help you learn more about securities fraud and your rights as an investor.

149. Complaints? What To Do
Security and Exchange Commission discusses how to handle a complaint against astock broker.
http://www.sec.gov/complaint.shtml
Home Fast Answers Site Map
About the SEC
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Divisions
SEC Center for Complaints and Enforcement Tips
Through this page you can file a complaint or provide us with tips on potential securities law violations. We welcome hearing from you because your information may alert us to a bad broker or firm, an unfair practice in the securities industry that needs to be changed, or the latest fraud.
How Do I Reach the SEC?
There are several ways to file a complaint:
  • Complaints - Use one of our online forms to file your complaint electronically.
    Tips - Report a potential violation of the securities laws directly to enforcement@sec.gov . Please do not use this email box for general comments or questions.
    Spams - Forward investment-related spam e-mails to enforcement@sec.gov
    Questions - Use our " Fast Answers " web page for general questions about the federal securities laws or your investments.
If you do not want to communicate electronically, either print and fill out a form or write us a letter. Our address is: SEC Complaint Center, 100 F Street NE, Washington, D.C. 20549-0213. You can also send a fax to 202-942-9634. Whistleblower Protection: If you work for a publicly traded company and have been fired, demoted, suspended, threatened, harassed, or discriminated against for reporting a potential shareholder fraud to a supervisor, federal regulator, or member of Congress, then please contact

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