41. Richard Stelnik Services for securities fraud, real estate, employment and commercial litigation, and personal injury, from offices in New York City. http://www.stelniklaw.com/

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42. SEC Accuses Former Citigroup Executives Of Securities Fraud - New Regulators accused two former Citigroup executives of securities fraud yesterday,contending that they shortchanged mutual fund investors by denying them http://www.nytimes.com/2005/08/09/business/09citi.html

43. Pennsylvania Securities Fraud Lawyer Pittsburgh Investment Attorneys PA Business Pittsburgh attorney specializing in pursuit of claims to recover losses in securities fraud or other investmentrelated cases. http://www.bettslaw.com/

Home contact the Betts Law Offices in Pittsburgh, Pennsylvania attorney, Michael Betts We are proud to counsel clients throughout Western Pennsylvania in the areas of: Securities and Investment Litigation Securities and Investment Arbitration Business and Commercial Litigation Pennsylvania Securities Fraud Lawyer Pittsburgh Business Law and Investment Attorney Contact Us Toll Free at (888) BETT-LAW Today for a Consultation For responsive and unsurpassed legal representation in all of your investment fraud and business law matters, contact our Pennsylvania securities fraud lawyer Betts Law Offices Pennsylvania Securities Fraud Lawyer 363 Freeport Road Pittsburgh, PA 15238 Telephone: (412) 826-8550 Toll free: (888) BETT-LAW Fax: (412) 826-8676 E-mail Pennsylvania securities fraud lawyer representing clients in the Pittsburgh and Western Pennsylvania area, including communities of Fox Chapel, Sewickley, Mt. Lebanon, Wexford, Oakmont, Bridgeville, Monroeville, Crafton, McCandless, Penn Hills, Bethel Park, Plum, Bellevue, Franklin Park, Armstrong County, Allegheny, Westmoreland, Washington, Beaver, and Butler County. Home Firm Overview Attorney Profile Practice Areas Overview ... Securities/Arbitration Overview The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.

44. Securities Fraud Alert, Securities Fraud Alert Provides securities fraud information, guides, and tips. and takes reports fromvictims of securities fraud crimes. Provides support, advice, and securities http://www.ckfraud.org/securities.html

National Check Fraud Center Securities and Stock Fraud Alert Small-Cap Securities Fraud This site is being reconstructed with new updates. Please come back later.

45. Beatie And Osborn LLP New York law firm that represents investors in securities fraud class action cases. http://www.bandolaw.com

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46. Pace Law Prints - Subject: Securities Fraud Subject securities fraud. Library of Congress Subject Areas (162) A Criticismof the Sale of Business Doctrine in securities fraud Litigation. http://eprints.law.pace.edu/view/subjects/jtuk6i87uienbnb.html

@import url(http://eprints.law.pace.edu/eprints.css); @import url(http://eprints.law.pace.edu/eprints.css); @import url(http://eprints.law.pace.edu/print.css); Pace Law Prints Home About Browse Search ... Help Subject: Securities fraud Library of Congress Subject Areas K Law KF Law (United States) Securities fraud Number of records: Gross, Jill I. Securities Analysts' Undisclosed Conflicts of Interest: Unfair Dealing or Securities Fraud? Columbia Business Law Review pp. 631-676 Black, Barbara The Strange Case of Fraud on the Market: A Label in Search of a Theory. Albany Law Review pp. 923-954 Black, Barbara The Second Circuit's Approach to the "In Connection With" Requirement of Rule 10b-5. Brooklyn Law Review pp. 539-561 Black, Barbara Racketeer Influenced and Corrupt Organizations (RICO) Securities and Commercial Fraud as Racketeering Crime After Sedima: What is a "Pattern of Racketeering Activity"? Pace Law Review pp. 365-387 Black, Barbara Application of Respondeat Superior Principles to Securities Fraud Claims Under the Racketeer Influenced and Corrupt Organizations Act (RICO). Santa Clara Law Review pp. 825-856

47. Securities Fraud & Stockholder CMHT settles Globalstar securities fraud case for $20M during trial one of securities fraud/Investor Protection. The federal securities laws require http://www.cmht.com/securities.php

Your browser does not support script Case Finder: Our Locations Contact Site Map Site Search Securities Featured Cases CMHT settles Globalstar securities fraud case for $20M during trial - one of only a handful of securities class actions to go to trial since the passage of the PSLRA in 1995. Securities Fraud/Investor Protection The federal securities laws require publicly traded corporations and their officers and directors to communicate with the investing public in a truthful and timely manner.  When this does not happen, investors of all types – ranging from small, individual investors to multi-billion dollar institutional investors – suffer harm by overpaying for these securities.  While in some cases the losses incurred by any single investor may be relatively small, the losses suffered by all investors can be as large as hundreds of millions or billions of dollars. Cohen Milstein has developed extensive expertise from its experience as counsel for investors in some of the most significant securities fraud cases over the past 30 years, and has recovered over one billion dollars in assets for investors during that time.  The Firm  recovered assets for investors who were harmed as a result of the scandals in the 1980s involving Ivan Boesky, Michael Milken and, Drexel Burnham Lambert, as well as resulting from the savings and loan scandals involving Charles Keating of Lincoln/ACC and David Paul of Centrust.  In the 1990s we fought for investors who were victimized by securities frauds perpetrated both by public corporations and their outside advisors, including auditors and investment bankers.  More recently, the firm continues to serve as counsel in federal securities class actions representing both individual and institutional investors including in cases such as

48. Putnam Agrees To Make Restitution And Implement Immediate, Significant Structura SEC found that Putnam committed securities fraud by failing to disclose potentially selfdealing excessive short-term and market timing trading. http://www.sec.gov/news/press/2003-156.htm

Home Previous Page Putnam Agrees to Make Restitution and Implement Immediate, Significant Structural Reforms in Partial Resolution of SEC Enforcement Action FOR IMMEDIATE RELEASE Washington, D.C., Nov. 13, 2003 In the Order, the Commission found that Putnam committed securities fraud by failing to disclose potentially self-dealing securities trading by several of its employees. The Commission also found that Putnam failed to take adequate steps to detect and deter such trading activity through its own internal controls and its supervision of investment management professionals. By virtue of this conduct, Putnam breached its fiduciary duties in violation of, among other things, the antifraud provisions of the Advisers Act. Putnam consented to the entry of the Commission's order without admitting or denying its findings, but has agreed not to contest the findings in connection with the later determination of a penalty and other monetary relief. Stephen M. Cutler, Director of the SEC Division of Enforcement, said: "The reforms Putnam will undertake as part of the Commission's order are intended to provide real and substantial protections for mutual fund investors. The required enhancements to the board oversight and compliance functions at Putnam should strengthen all aspects of Putnam's fund operations and provide investors with uncompromised representation by their fiduciaries in the boardroom and at the management company. In the meantime, we will continue pursuit of our request for penalties and other monetary relief in the ongoing administrative proceeding."

49. Securities Fraud - Findlaw For The Public - securities fraud can be committed when 1) a corporate officer or director makes a securities fraud is usually governed by both federal and state law, http://criminal.findlaw.com/crimes/a-z/securities_fraud.html

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50. Stock Fraud Free Legal Evaluation. Free Advice On Your Stock Fraud Claim With No stock fraud get free legal advice now! Think You Have an Investment Fraud Claim? Investor Recovery Evaluation. securities fraud http://www.edgarsnyder.com/contact/case_stock.html

Home About Us Legal Centers Injuries ... Free Legal Evaluation Top Reasons to Request Your FREE Evaluation Now If you do nothing, you may never get the money you deserve: There is no charge or obligation for this evaluation You don't pay us a fee, or any costs, unless we collect money for you! You will get advice from lawyers who understand stock fraud cases: We aggressively pursues arbitration claims against stockbrokers, broker-dealers, and investment advisors on behalf of clients who have lost investments due to improper management We take your privacy seriously: We will not share, sell, or trade your information with any other company or organization. We're waiting to hear from you. Do it now. Don't delay!: You can request an evaluation 24 hours a day, 7 days a week. Your Contact Information * Questions marked in red are required First Name: document.esa.FirstName.value = get('FirstName')

51. NOTICE OF DISABLED WEBSITE Securities lawyers with focus in federal and state securities fraud arbitration, investor class action litigation, and disability insurance bad faith cases. Located in Carlsbad. http://www.californiasecuritieslawyer.com

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52. Investment Fraud? Attention Retirees And Other Victims Of Investor Fraud. Our La Securities arbitration how is your securities fraud case settled? Stockbrokerduty - what duty do stockbrokers owe their clients? http://www.edgarsnyder.com/invrecovery/

Home About Us Legal Centers Injuries ... Free Legal Evaluation Attention Investment Fraud Victims...Our Law Firm Can Help Investment fraud is a terrible crime. You work hard. You may not have millions, but you support your family and have planned for a comfortable retirement. You trusted a professional to invest your money - an experienced expert to work in your best interest. But now you've lost a chunk of your nest egg, and with it, your dreams for the future. Don't assume it's your fault. Stock brokers and financial planners have a duty to help you meet your financial goals. It's not just good business - it's the law. Urgent message for retirees who lost their savings in the stock market Retirees are often the victims of investment fraud. If you're retired or near retirement age and lost most of your life savings in the stock market, it may not have been "bad luck" or "poor timing". If your stockbroker or financial planner placed most of your savings in high-risk or unsuitable investments, you may be a victim of investment fraud. If you have been the unfortunate victim of investment fraud, please contact our law firm today. We may be able to recover most, or even all, of your losses. Please complete the form below for a free, no obligation evaluation of your claim.

53. Securities Fraud News Securities Attorney News about misconduct in the financial industry. Our attorneyshandle stock fraud and securities arbitration cases. http://www.stockbroker-fraud.com/news.htm

or call Securities Fraud News How investors got into trouble with Annuities Stocks that may have been touted from tainted research NASD Orders Morgan Stanley to Pay $6.1 Million For Fees-Based Account Violations - August, 2005 Edward Jones Reaches $1.5 Million Settlement - August, 2005 American Express Unit to Pay $7.4 Million Settlement In Mutual Fund Probe - July, 2005 NASD Fines Hornor, Townsend and Kent for Improper Sales Contests, Email and Supervision Violations - July, 2005 USA's Biggest Seller of Variable Annuities Subpoenaed - June, 2005 Firms Aggressively Market Annuities to Seniors - May, 2005 NASD Probing A.G. Edwards Fund Sales - May, 2005 Morgan Stanley Hit With Class Action Alleging Discovery Improprieties - May, 2005 15 Specialists from Big Board Are Indicted - April, 2005 Morgan Stanley Clamps Down on Sales of Some Fund Classes - April, 2005 Two Top Morgan Stanley Bankers Resign - April, 2005 SEC Expands Best-Price Rule - April, 2005 Investors File Suit Against A.G. Edwards

54. Stock Broker Fraud Attorney: Securities Fraud Lawyer, Investment Fraud Irvingbased investment and securities fraud attorney. http://www.stockfraudusa.com/

Review Stock Fraud Case Send Site to Friend Add to "Favorites" Today's Date: The Firm Fraud Overview Common Abuses Brokerage Fraud ... Contact Us Today Do you have a stock fraud case? Contact a lawyer today to pursue your case. Attorney T. Michael Kennedy does not charge for your initial consultation. Talk to a Lawyer TODAY. message T. Michael Kennedy, PC 1431 Greenway Dr Suite 800 Irving, TX 75038 The following Wall Street brokerage firms have been charged with numerous industry violations and are subject of many arbitration claims. Please select one of the following brokerage firms to see if you may be a victim of stock fraud. Salomon Smith Barney Fraud File a Salomon Smith Barney Claim Merrill Lynch Fraud File a Merrill Lynch Claim UBS Warburg Fraud File a UBS Warburg Claim Goldman Sachs Fraud File a Goldman Sachs Claim Morgan Stanley Fraud File a Morgan Stanley Claim Bear Stearns Fraud File a Bear Stearns Claim Lehman Brothers Fraud File a Lehman Brothers Claim J.P. Morgan Fraud

55. Securities Fraud - Major Firms Have Illegally Inflated Ratings On Stocks, Losing securities fraud StopSmoking Drug Deaths Strong Capital Market Timing Sulzer Hip Implant Toxic Mold Universal Variable Life http://www.jameshoyer.com/problem_securities.html

Text Only Firm wins Florida Bar Elder Law award for Medicaid case ABC World News Tonight - Partner Greg Kehoe is Person of The Week for Saddam Trial Work The New York Times - Who's Preying on Your Grandparents? New York Times: A Broker's Empty Promise, a Retiree's Shattered Dream Miami Herald: Brokers With Spotty Records Keep Licenses Securities Fraud Contact an attorney for a confidential, no-cost consultation by clicking here American investors find themselves in tough times today. Wall Street greed has had a catastrophic effect on the lives of Main Street investors. Illegal and unethical manipulations by Wall Street investment bankers and stock analysts have ravaged the retirement plans and investment accounts of millions of Americans. If you lost $100,000 or more in the stock market, our teams of former prosecutors and former FBI agents may be able to help you recover lost assets through arbitration. You can contact our lawyers for a no-cost consultation by clicking here The global settlement announced on April 28, 2003 was a necessary and important step by regulators. Click on these links to read their announcement and the fact sheet on the settlement. However, the money set aside to repay investor losses is a drop in the bucket compared to the total losses individuals have incurred. You can fight for more. But to do so, you'll need your own attorney. Arbitration proceedings offered by the National Association of Securities Dealers and the New York Stock Exchange allow many investors the opportunity to recover losses caused by portfolio unsuitability, broker misrepresentation, neglect, and fraud. To talk to us for free about representation, click

56. George E. Tragos - Home Page Clearwater law firm, representing clients for criminal defense matters, as well as securities fraud. http://www.greeklaw.com/

Home Page George E. Tragos Peter A. Sartes Our Services ... Contact Us Criminal Defense Defending Liberty...Promoting Justice The Law Offices of George E. Tragos is a Tampa Bay law firm specializing in criminal defense law and personal injury litigation. The trial skills, which principal George E. Tragos has developed over 31 years prosecuting and defending difficult and complicated criminal cases, are the same skills that are the foundation for a successful and accomplished litigator. In both criminal and personal injury cases our dynamic litigation team, under the guidance of acclaimed attorney George E. Tragos, results in a formidable force capable of contending with the seemingly limitless resources of our opposition to protect the rights of our clients in both state and federal courts. Our firm accepts cases including but not limited to DUI, fraud, white collar crime, narcotics offenses, pre-indictment investigations, RICO, sex offenses, tax violations, corporate compliance, and personal injury. MEET THE ATTORNEYS george@greeklaw.com

57. Securities Fraud securities fraud. CRIME. Presence on this list implies merely that, to the bestof our knowledge, charges were filed against the people in question. http://www.nndb.com/crime/391/000050241/

This is a beta version of NNDB Search: All Names Living people Dead people Band Names Book Titles Movie Titles Full Text for Securities Fraud CRIME Presence on this list implies merely that, to the best of our knowledge, charges were filed against the people in question. It is not meant to imply guilt, and in fact many of the individuals listed may have been found innocent of said charges. Some details of the charge in question can often be found inside the specific profiles linked. Name Occupation Birth Death Known for Eddie Antar Business 18-Dec-1947 Crazy Eddie Sylvia Browne Paranormal fraud 19-Oct-1936 Afraid to accept Randi's $1 million challenge Thomas Cochrane Military 14-Dec-1775 31-Oct-1860 Rear Admiral, invented the smoke screen Bernard Ebbers Business 27-Aug-1941 Disgraced former CEO of WorldCom Charles Keating Business 4-Dec-1923 Morality crusader, white-collar swindler Adnan Khashoggi Business 25-Jul-1935 Shady Saudi billionaire arms merchant Sanjay Kumar Business Former CEO, Computer Associates Ken Lay Business 15-Apr-1942 Former CEO

58. Section 804 -- Statute Of Limitations For Securities Fraud The Securities Lawyer s Deskbook contains the text of the basic federal securitieslaws and regulations. http://www.law.uc.edu/CCL/SOact/sec804.html

Securities Lawyer's Deskbook published by The University of Cincinnati College of Law Legislative History Search Page Suggestions Main Table of Contents ... Home The Sarbanes-Oxley Act of 2002 Section 804 Statute of Limitations for Securities Fraud In General. Section 1658 of title 28, United States Code, is amended by inserting "(a)" before "Except"; and by adding at the end the following: "(b) Notwithstanding subsection (a), a private right of action that involves a claim of fraud, deceit, manipulation, or contrivance in contravention of a regulatory requirement concerning the securities laws, as defined in section 3(a)(47) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(47)), may be brought not later than the earlier of "(1) 2 years after the discovery of the facts constituting the violation; or "(2) 5 years after such violation.". Effective Date. The limitations period provided by section 1658(b) of title 28, United States Code, as added by this section, shall apply to all proceedings addressed by this section that are commenced on or after the date of enactment of this Act. No Creation of Actions.

59. Securities Sleuth Articles about securities fraud and misconduct, and related litigation. http://www.securitiessleuth.com

Home About Us E-Letter Class Cases ... Report Fraud Name*: Email*: Company: *required fields Subscribe Report Fraud We appreciate your tips! Weekly E-Letter Current Issue THE SENTENCES THAT KOZLOSKI AND SWARTZ WANTED Search Search the Sleuth eLetters Search Archive Click here for complete listing of past Sleuth eLetters 09/14/2005 :: DHB INVESTORS TAKE A BULLET ... Merrill, Salomon, Credit Suisse, etc. Analyst Fraud Enforcement authorities forced a dozen of the largest firms to pay a total of $1.4 billion... Learn More Regulatory Investigations and Corporate Restatements Shareholders should contact the Sleuth if company invested is subject to a regulatory investigation, announced an earnings restatement or other accounting irregularity. Related Articles Winners and Losers in the Analyst Settlement Contact Us

60. COURTTV.COM - TRIALS - Judge Tosses Securities Fraud Charge Against Martha Stewa Prosecutors had alleged Stewart committed securities fraud when she maintainedher innocence in the midst of the investigation in press interviews and at a http://www.courttv.com/trials/stewart/022704_ctv.html

Updated Feb. 27, 2004, 6:21 p.m. ET Judge tosses securities fraud charge against Martha Stewart Martha Stewart exits Manhattan federal court Friday with her bodyguard Frank Senerchia. By Rochelle Steinhaus Court TV NEW YORK In a 23-page decision, Judge Miriam Cedarbaum dismissed one count of securities fraud against Stewart, which alone could have carried a 10-year sentence. The ruling marks a tremendous victory for Stewart's defense, as lawyers prepare for closing arguments set to begin Monday. Prosecutors had alleged Stewart committed securities fraud when she maintained her innocence in the midst of the investigation in press interviews and at a midyear meeting for Martha Stewart Living Omnimedia (MSLO) before analysts and investors. The government had set out to argue that Stewart's statements were not only false, but that they were intended to prevent the stock price of MSLO from plummeting. "I hold that a reasonable juror could not, without resorting to speculation and surmise, find beyond a resonable doubt that Stewart's purpose was to influence the market in MSLO securities," Cedarbaum wrote in her decision. The defense has maintained Stewart not only was telling the truth, but also that she had a right to speak out publicly about the charges after the government leaked word of the investigation to the press.

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