Home  - Basic_S - Securities Fraud

Books Baby Camera Phones Computers Games DVD Electronics Kitchen Magazines Music Garden Software Tools Toys Video Apparel & Accessories Jewelry & Watches Musical Instruments Health & Personal Care Beauty Sports & Outdoors Office Products

e99.com Bookstore

Images

Newsgroups

81-100 of 149    Back | 1  | 2  | 3  | 4  | 5  | 6  | 7  | 8  | Next 20

A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z

Securities Fraud:     more books (100)

Card fraud: discover the possibilities. (credit card)(includes related article): An article from: Security Management by Barry Masuda, 1992-12-01 E-Business Fraud Fighters Unite.(Brief Article): An article from: Security Management by Peter Piazza, 2001-05-01 Guarding against cults. (cults involved in financial fraud): An article from: Security Management by Larry Kahaner, 1991-03-01 401(k) Suits follow securities fraud litigation. (Specialty Market Report).: An article from: National Underwriter Property & Casualty-Risk & Benefits Management by Joseph P. Monteleene, 2002-02-25 Unhealthy business. (health insurance fraud): An article from: Security Management by Gregory W. Anderson, 1990-08-01 Red River redux.(Whispers)(Securities fraud case against Arkansas Development Finance Authority): An article from: Arkansas Business A civil attack on fraud.: An article from: Security Management by Don L. Hubbard, Brian M. Carroll, 1998-01-01 Costly callers: prosecuting voice mail fraud. (communication security): An article from: Security Management by William J. Cook, 1991-07-01 Putting a claim on insurance fraud. (Investigations): An article from: Security Management by Edmund J. Pankau, Frank E. Krzeszowski, 1993-07-01 Abandonment of the Private Right of Action for Aiding and Abetting Securities Fraud|staff Report on Private Securities Litigation; Hearing by United States. Congress. Senate., 2010-01-19 Disturbing news about nest eggs. (preventing pension fraud by conducting search of public records): An article from: Security Management by Edmund J. Pankau, 1994-08-01 Analytics in Security and Fraud Management by Abhishek Kumar, 2008-04-18 The paper chase. (investigating fraud): An article from: Security Management by James D. Quickstad, 1996-02-01 Investigative Operations: Use of Covert Testing to Identify Security Vulnerabilities and Fraud, Waste, and Abuse.: An article from: General Accounting Office Reports & Testimony by Gale Reference Team, 2008-01-01

lists with details

81. Securities Fraud Texas - Tomblin Carnes McCormack LLP
    Handles securities fraud matters. Includes a list of common abuses and suspect stocks.  
    http://www.texassecuritiesfraud.com/
    
    Extractions: Securities Fraud in Texas The SEC has recently reached a 2.3 billion dollar settlement against the securities industry. Many top brokerage firms have been accused of misleading investors in order to maximize their own profits. The settlement is only the first step in getting investors compensation for their overwhelming losses. Class action lawsuits, arbitration cases, and individual securities fraud lawsuits are being filed against a number of major securities firms. If you live in Texas and lost money due to deception or securities fraud negligence on the part of a stock broker or analyst, time is of the essence.

82. White Collar Crime Prof Blog: Scrushy Seeks Dismissal Of SEC Securities Fraud Su
    Scrushy Seeks Dismissal of SEC securities fraud Suit. Former HealthSouth CEORichard Scrushy filed a brief in response to US District Judge Inge Johnson s  
    http://lawprofessors.typepad.com/whitecollarcrime_blog/2005/07/scrushy_seeks_d.h

83. Securities Lawyers Can Help Evaluate Your Legal Case Involving Securities Fraud.
    Securities. Securities lawyers can help you with cases involving securities fraud . Cree Inc. securities fraud class action lawsuit dismissed.  
    http://www.lawyersandsettlements.com/securities.html
    
    Extractions: Email Address: More... More... Wet Seal Inc. Securities fraud class action dismissed. (Sep-16-05) ITT Educational Services Inc. Securities fraud class action dismissed. (Sep-16-05) KongZhong Corporation $3.5 million securities fraud class action awarded to shareholders who purchased shares during the 2004 initial public offering. (Sep-14-05) Synopsys Inc.

84. Bernstein, Litowitz, Berger & Grossmann LLP
    Plaintiff's firm specializing in class actions, securities fraud, consumer fraud, employment discrimination, corporate governance, antitrust, and toxic torts litigation.  
    http://www.blbglaw.com/

85. Securities Fraud - Leflaw.com - FREE Case Evaluation Call To
    We are general civil practice with a strong emphasis on complex commercial andtort litigation, including class actions, in the areas of personal injury,  
    http://www.leflaw.com/index.php?module=pagemaster&PAGE_user_op=view_page&PAGE_id

86. NJ.com: Everything Jersey
    Ajro pleaded guilty to two counts each of securities and wire fraud in federalcourt in Boston late Tuesday. Although the court hearing was open,  
    http://www.nj.com/business/ledger/index.ssf?/base/business-1/112373848320110.xml

87. Conglomerate Blog: Securities Fraud, Behavioral Economics & An Investor's Duty T
    The SEC has recently cracked down on a number of securities fraud cases that leave I don t see why securities fraud should be any different from plain  
    http://www.theconglomerate.org/2005/07/securities_frau.html
    
    Extractions: hostName = '.theconglomerate.org'; Conglomerate Business, law, economics, and society ... from Wall Street to Main Street Main Posted by Christine Hurt The SEC has recently cracked down on a number of securities fraud cases that leave you going "what?" The scams being investigated are pump-n-dump schemes perpetrated either by fax or by telephone. ( Article here , BNA sub. required). In the first scenario, a promoter sends a fax to thousands, or in one case to one million, fax numbers. The fax is made to look like a missent fax originally directed from a stockbroker to his physician client. The fax is handwritten, and tells the client to call him immediately about Company X's stock, which is gonig to double (or triple) in the next few days. As amazing as this may sound, many recipients of these faxes believe that they have inadvertently received a hot tip, whether by luck, serendipity or divine intervention. They buy the stock, and the thinly capitalized micro-stock goes up. Others sell. In one case involving AVL Global, Inc., the stock rose 25%, and the promoter, who was paid in stock, gained $300,000. The phone scams are similar. You come home and there is a voicemail on your machine, but it is to another person. The message sounds like a phone number and goes something like this, "Hey Kathy, is this you? I couldn't read your new number very well from when I wrote it down yesterday. Anyway, remember how mad you were at me that I gave that stock tip to my dad but not you, then it doubled within a week? Well, I'm paying you back now. Company Y's stock is going to triple in three days. . . ." Apparently, these scams also work. Both of these scams are extremely low-cost efforts, and seem to have a high return.

88. Securities Fraud Case First Filed By Scott + Scott Client Against Guidant Gets A
    The firm specializes in complex litigation including securities fraud and representsfoundations, individuals, corporations and pension funds worldwide.  
    http://www.prnewswire.com/cgi-bin/stories.pl?ACCT=104&STORY=/www/story/08-08-200

89. FT.com / World / US - Court Refuses To Make Securities Fraud Suits
    Court refuses to make securities fraud suits easier By Patti Waldmeir in WashingtonPublished April 20 2005 0300 Last updated April 20 2005 0300  
    http://news.ft.com/cms/s/6fd3c694-b139-11d9-9bfc-00000e2511c8.html

90. St. Petersburg Times Online: Business
    The St. Petersburg Times, Florida, Web site, including archives, weather, sportsand forums.  
    http://www.sptimes.com/2005/04/20/Business/Court_upholds_securit.shtml
    
    Extractions: WASHINGTON - Investors who bring corporate fraud lawsuits must show a link between the alleged illegal activity and a drop in stock prices, the Supreme Court ruled Tuesday in a victory for business groups and the Bush administration. The justices ruled unanimously for Dura Pharmaceuticals Inc., a division of Ireland's Elan Corp., which was sued for fraud after a November 1998 disclosure that its asthma drug dispenser didn't get federal approval. The news sent stock prices lower. The decision means that investors, who lost trillions of dollars in stock market wealth after accounting scandals at companies such as Enron Corp. and WorldCom, could have a tougher case in court should they sue. That will depend in part on how stringently lower courts interpret what constitutes an adequate "link."

91. California Files Major Securities Fraud Lawsuit Against Edward Jones
    California Files Major securities fraud Lawsuit Against Edward Jones.  
    http://www.consumeraffairs.com/news04/ca_edw_jones.html
    
    Extractions: "Edward Jones broke the law, and broke faith with the working families of California who placed their trust in the company's investment recommendations," said Lockyer. "The documents we have obtained show Jones blatantly disregarded investors' interests as it collected some $300 million in secret payments from mutual funds. California law requires full disclosure of information that raises questions about whether broker-dealers' recommendations serve clients' best interests. Investors deserve nothing less. I will settle for nothing less from Edward Jones." The lawsuit filed in Sacramento County Superior Court seeks disgorgement of all profits Jones gained as a result of violating anti-fraud provisions of the state Corporate Securities Law (CSL). It also seeks restitution and damages for investors who bought mutual fund shares from Jones. Additionally, the complaint asks the court to impose civil penalties for each violation of the CSL. The maximum civil penalty for each violation is $25,000. Lockyer also seeks "injunctive relief" requiring Jones to fully disclose to investors, at the point of sale, the incentive payments it receives from mutual funds. Stressing the disclosure requirements will be stringent, Lockyer said, "California will demand full honesty from Edward Jones in its dealings with this state's investors."

92. Secretary White Announces Two Scam Artists Sentenced For Securities Fraud In Two
    allegations of fraud and improper practices in the securities marketplace.People who believe they have been a victim of securities fraud should contact  
    http://www.cyberdriveillinois.com/press/2000/november/001117d1.html
    
    Extractions: Securities Fraud in Two Separate Cases SPRINGFIELD - Illinois Secretary of State Jesse White announced today that Richard D. Ronne was sentenced to serve 51 months in jail for securities fraud. This case came as a result of an investigation by the Secretary of State's Illinois Securities Department. "I am pleased with the sentence handed down by the court," said Secretary White. "We are committed to cracking down on these scam artists and we are working to send a strong message: if you take advantage of Illinois investors, you will go to jail." The Secretary of State's office worked in cooperation with U.S. Attorney Scott Lassar's office, the Federal Bureau of Investigation and the Illinois State Police. Richard D. Ronne, 58, of 227 E. Benton St., Stockton, IL was sentenced to serve 51 months in jail and to pay restitution of $189,000 after being charged with four counts of transporting investment checks obtained by fraud across state lines, three counts of wire fraud, and two counts of mail fraud. Beginning in 1994, Ronne defrauded over $240,000 from 18 investors (seven from Illinois, 10 from Wisconsin and one from California).

93. Utah College Savings Plan, Director Charged With Fraud: The SEC Takes Its First
    the Securities and Exchange Commission filed securities fraud charges against to take enforcement action against almost anyone for securities fraud.  
    http://www.financial-planning.com/pubs/fpi/20050808102.html
    
    Extractions: August 8, 2005- In its first enforcement action involving a college savings plan, the Securities and Exchange Commission filed securities fraud charges against the former director of the Utah Educational Savings Plan Trust for secretly stealing $505,976 from the plan’s participants and settled similar charges with the UESP for misleading investors. Kenneth D. Israel Jr., administrator of the SEC’s Salt Lake City district office, said that while this was an unusual case, it should send a message to state officials overseeing college savings plans set up under Section 529 of the Internal Revenue Code that they “should look at their own procedures, internal controls and disclosures.” The SEC filed the charges in a federal court in Salt Lake City against Dale C. Hatch, a 55-year-old lawyer and certified public accountant who served as state budget director before he became director of the UESP, a tax-advantaged plan designed to encourage parents or others to save money to pay for the future college costs of their children or other beneficiaries. The SEC claims that Hatch discovered defects in the plan’s operating and accounting system and then exploited those defects at the expense of the plan’s participants. Because of a one-to-three day delay between the time when plan participants gave money to the plan and when that money was invested, the plan acquired a huge surplus of funds that were not allocated to the plan’s participants, despite claims in promotional materials that all earnings would be distributed to participants.

94. West - Bromberg And Lowenfels On Securities Fraud And Commodities
    This title provides thorough analysis of all the antifraud provisions, particularlyRule 10b5.  
    http://west.thomson.com/product/13517027/product.asp
    
    Extractions: Your Internet browser doesn't accept cookies, which are needed to access west.thomson.com. Refer to your browser's Help menu for instructions on enabling cookies. If your browser is more than a few years old, you may need to upgrade to access west.thomson.com. Like most major Web sites, west.thomson.com uses cookies - small pieces of information that your computer stores - to provide better functionality. Cookies track session information and help provide continuity from page to page. For users who decide to register, cookies allow the Web site to "remember" who they are, simplify the checkout process and deliver customized content and services based on their registration information. No personal information is collected by or stored in the cookies used by west.thomson.com. If you have questions about your West account, e-mail West Group Customer Service , or call 1-800-328-4880. For product purchase assistance, call West sales at 1-800-344-5008.

95. Business 2.0 - Web Guide - Investment Fraud -e1
    Cyber Securities Law securities fraud and Stock Manipulation A bibliography withlinks to online articles about securities fraud and stock manipulation.  
    http://www.business2.com/b2/webguide/0,17811,835,00.html

96. Morrison & Foerster : Legal Updates & News : In The News : Securities Fraud Tria
    securities fraud Trial Victory March 2005 against a securities fraud lawsuitfiled by the Securities and Exchange Commission in the Southern District  
    http://www.mofo.com/news/news/files/article02004.html
    
    Extractions: As to the first issue, the Court found that the omission was material, but we proved that Dr. Gane relied on hired professionals and Dicom's corporate counsel in preparing the information package. This evidence negated an inference that Dr. Gane acted with fraudulent intent, and made the SEC's burden to establish "severe recklessness" more difficult. The Court agreed and found that Dr. Gane did not act fraudulently. As to the second issue, the Court found that Dr. Gane's revenue goal statements were not material because they were not worded as guarantees and so no reasonable investor would have relied on Dr. Gane’s statements in making an investment decision. Further, we showed that Dicom’s stock traded in an efficient market and, therefore, the lack of movement in Dicom's stock price for 11 days after Dr. Gane's statements were broadcast nationally, established that Dr. Gane's statements were not material. Finally, the Court found that Dr. Gane did not act with severe recklessness when he made the revenue goal statements.

97. Department Of Insurance And Securities Regulation Report
    Report Insurance and securities fraud Abstract Insurance, Securities and BankingFraudThe Insurance, Securities and Banking or Financial Fraud Reporting  
    http://disb.dc.gov/disr/cwp/view,a,1299,q,577335,disrNav,|32810|.asp
    
    Extractions: var wl_url = ""; // The standard WorldLingo translation link (justappend //the escaped FULL destination url) var wl_burl = ""; // The standard WorldLingo translation link with //baseHref included var wl_ourl = ""; // The original page that has been translated var wl_rurl = ""; // The previous page that the user viewed var wl_srclang = ""; // The source lang (ie EN) for this translation var wl_srclanguage = ""; // The source language (ie English) for this //translation var wl_trglang = ""; // The target lang (ie EN) for this translation var wl_trglanguage = ""; // The target language (ie English) for this //translation REQUESTS Insurance, Securities and Banking Fraud The Insurance, Securities and Banking or Financial Fraud Reporting Forms are available to be printed, downloaded, or submitted online. The Enforcement and Investigation Bureau strives to maintain the confidentiality of this report within the Department of Insurance, Securities and Banking website boundaries of law; however, the information given herein may become public record at some time in the future because of court or other legal requirements. View tips to avoid being a victim of insurance fraud.

98. GovTrack: Bills By Subject: Securities Fraud
    securities fraud. Below are the bills that match this subject term. Click theMonitor button to the right to subscribe to this subject term, or view recent  
    http://www.govtrack.us/congress/subjects.xpd?type=crs&term=Securities fraud

99. Securities Fraud - Ongoing Cases
    Keller Rohrback LLP has commenced securities fraud litigation in the United Keller Rohrback LLP represents shareholders in a securities fraud suit  
    http://www.seattleclassaction.com/secfra/ongoing.asp
    
    Extractions: Keller Rohrback L.L.P. represents shareholders in the litigation against Adams Golf, Inc., and several of its officers and directors who allegedly violated federal securities laws. Shareholders assert that the Registration Statement and the Prospectus associated with the Adams Golf initial public offering ("IPO") in July 1998 failed to disclose material risks arising from the gray market distribution of Adams Golf products, which adversely effected Adams Golf's earnings. Shareholders allege that at the time of the IPO, the Company was faced with the real possibility of widespread discounting, but that documents given to investors were completely silent as to this important risk. The case is pending in the United States District Court for the District of Delaware. On December 10, 2001, the Court granted defendants' motion to dismiss. Plaintiffs appealed to the Third Circuit Court, which, on August 25, 2004, remanded the gray market issue back to the District Court for further proceedings consistent with the opinion. On October 12, 2004, Defendants answered the complaint. The Court signed a Scheduling Order and a Trial Management Order on November 29, 2004. On August 3, 2005, the Court entered an Order certifying a Class and Sub-Class . Discovery is now in process.

100. Analysis: Securities Fraud Ruling Narrow - (United Press International)
     The lone charge of securities fraud lodged against publisher and domestic divaMartha Stewart, for example, came from Stewart allegedly making false  
     http://washingtontimes.com/upi-breaking/20050419-111727-5119r.htm
     
     Extractions: Washington, DC, Apr. 19 (UPI) The Supreme Court ruled Tuesday that people who file suit claiming securities fraud must show a cause-and-effect connection between a defendant's action and an economic loss, not just an inflated stock price caused by the action. The ruling resolves a conflict in the federal appeals courts, but at first glance appears to have little effect on any number of high-profile cases over the past few years. The lone charge of securities fraud lodged against publisher and domestic diva Martha Stewart, for example, came from Stewart allegedly making false statements about her own innocence that allegedly defrauded investors by inflating the price of her company's stock. That charge was thrown out by her federal trial judge. Scores of other companies and executives have been charged by a Justice Department task force with improper accounting procedures and other actions that inflated the price of their stock.

A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z

81-100 of 149    Back | 1  | 2  | 3  | 4  | 5  | 6  | 7  | 8  | Next 20